SEC Seeks Public Comment on the Consolidated Audit Trail and Other Audit Trails and Data Sources
Action Required: Monitor for future SEC guidance or rule changes related to CAT and market data collection.
The SEC is soliciting public comment for a comprehensive review of the Consolidated Audit Trail (CAT) and other market data sources. This initiative could lead to significant changes in how market activity is monitored and regulated, potentially affecting firms' data reporting and compliance obligations.
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