google-sec-regulation·
U.S. SEC Regulation S-P: Compliance Deadline Approaching for Smaller Entities - Sidley Austin
Action Required: Review current data privacy and cybersecurity policies and procedures to ensure compliance with SEC Regulation S-P, especially if classified as a smaller entity. Prepare for the approaching deadline.
This article from Sidley Austin highlights an approaching compliance deadline for smaller entities regarding U.S. SEC Regulation S-P. Financial advisors, particularly those operating as smaller entities, need to be aware of this deadline to ensure their data privacy and cybersecurity practices meet regulatory requirements.
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